Loading Events

« All Events

SECURITIES LAW CONCLAVE AT NISM, Patalganga Jointly with National Institute of Securities Market (An Educational Initiative of SEBI)

March 13 @ 1:00 pm - March 15 @ 1:00 pm

Chairman : Rahul Hakani
Vice-Chairman : Ranit Basu
Convenors : Abhishek Tilak, Ajinkya Udane, Nihar Mankad
Advisor : Pravin Veera, K. K. Ramani


Date : Friday, 13th March, 2020 to Sunday, 15th March, 2020
Time : The conclave begins at 1.00 pm on 13th March, 2020 with Lunch and ends on 15th March, 2020 post Lunch.
Venue : NISM New Campus, Plot No. IS 1 & IS 2, Patalganga Industrial Area, Village Mohopada (Wasambe), Rasayani, District Raigad, Maharashtra-410222

The Chamber of Tax Consultants has organised a Securities Law Conclave jointly with The National Institute of Securities Markets (NISM). NISM is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. The Conclave is spread over 3 days and will be held at NISM Campus, Patalganga. NISM campus at Patalganga is situated on a sprawling 72-acre picturesque campus with a serene environment and state-of-the-art infrastructure at Patalganga.

The campus houses state of the art design Finance library (consisting of 8500+ books, domestic and international magazines, journals, etc on financial and capital markets), IT infrastructure, well-equipped class rooms, seminar hall, conference hall etc., The campus also has amphitheatre, ultra-modern auditorium and multipurpose hall, recreation facilities for various activities. The entire campus is Wi-Fi enabled. The participants will be able to take the benefit of top class sports facilities including Basketball, Cricket, Volleyball, Football, Tennis courts etc., and indoor games such as Badminton court, Table Tennis, Squash court, fully equipped gym, yoga/prayer room and a pool room as well as a semi Olympic swimming pool.

NISM Campus, Patalganga is reachable from Mumbai, Navi Mumbai and Pune by Private vehicle, private cabs like Uber, Ola etc., and also by Local train from Mumbai up to Panvel.

(Certificate of Participation will be given to all the participants)

Double Occupancy Up to 10th March, 2020 After 10th March, 2020
Member ₹ 8,051/- + ₹ 1,449/- (18% GST) = ₹ 9,500/- ₹ 8,899/- + ₹ 1,601/- (18% GST) = ₹ 10,500/-
Non-Member ₹ 8,475/- + ₹ 1,525/- (18% GST) = ₹ 10,000/- ₹ 9,323/- + ₹ 1,677/- (18% GST) = ₹ 11,000/-


Single Occupancy Up to 10th March, 2020 After 10th March, 2020
Member ₹ 10,170/- + ₹ 1,830/- (18% GST) = ₹ 12,000/- ₹ 11,017/- + ₹ 1,983/- (18% GST) = ₹ 13,000/-
Non-Member ₹ 10,593/- + ₹ 1,907/- (18% GST) = ₹ 12,500/- ₹ 11,441/- + ₹ 2,059/- (18% GST) = ₹ 13,500/-

The topics to be covered at the Conclave are designed to benefit practitioners of Securities law, professionals desiring to enter into Securities Law practice and students desiring to practice Securities law.

Sr. No. Topics Speakers
1 Overview and Evolution of Securities Law in India (Including Anecdotes covering various scams) Mr. Somashekar Sundaresan, Advocate
2 Overview on Key Regulations and working of securities market products/registration Dr. V. R. Narasimhan, (Dean NISM)
3 Adjudication proceedings by SEBI ie SCN up to consent order etc and Proceedings before SAT
• Role and Responsibilities of Professionals
• Gathering skills on documentation & preparation (How to make it effective?)
• Penalties and prosecution under SEBI Act esp. applicability to market intermediaries and professional
Mr. J. Ranganayakulu, [EX Executive Director, SEBI]
4 Insider Trading, investigation, FUTP [Regulations & Case Studies] & LODR. [Few case studies] Ms. Shailshree Bhaskar [Company Secretary]
5 Alternative Investment Funds, Real Estate Investment Trust, Infrastructure Investment Trusts etc.
Roles and responsibilities of intermediaries under SEBI Act.
Mr. Ritesh Nandwani, Faculty, NISM

Mr. Subramaniam Krishnan, Partner EY

6 Takeover Code
Basic care/ cautions/ precaution/ planning /execution
Mr. Jeevan Sonparote [CGM, CFD, SEBI]
7 Panel Discussion on Interplay between SEBI Act & Income-tax Act WITH RESPECT TO Penny Stocks. Mr. Rajeev K. Aggarwal [Ex Whole Time Member, SEBI],
Mr. Sunil Kadam, [Registrar, NISM]
Mr. Vipul Joshi, Advocate (Tax Expert)
Panel Moderator
CA Anish M. Thacker, [Partner EY]
8 How to prepare for successful career in Securities law Dr V.R. Narasimhan (Dean NISM),
Mr. Jeevan Sonparote [CGM, CFD, SEBI]

Other relevant information:

1. Check in time at venue: Friday, 13th March, 2020 at 12.00 p.m. followed by Lunch. Check out time by 12.00 noon on 15th March 2020.
2. The Seminar will commence at 2.00 p.m. on 13th March, 2020 and end by Sunday, 15th March, 2020 post lunch.
3. Registration is on first come first served basis.
4. In case of cancellation, no refund request shall be entertained, except under genuine unavoidable circumstances, subject to approval of Commercial & Allied Laws Committee.
5. For any further enquiry the delegates may contact the Co-ordinators:
a) Mr. Hemant Parab: 9820310091
b) Mr. Kinjal Shah: 9892100844
c) Mr. Ajinkya Udane: 9420729707
d) Mr. Hitesh Shah (Chief Manager CTC): 9821889249
e) Dr. Rajesh Kumar: 7717721140 (From NISM)


March 13 @ 1:00 pm
March 15 @ 1:00 pm